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Introduction to the Financial Conduct Authority Training

This FCA training provides an introduction to the Financial Conduct Authority (FCA) and is essential for anyone working in financial services.

As the preferred training provider for the financial services industry, our content is written in collaboration with industry specialists at The CII, UK Finance, The Investment Association and ZISHI.

What are the benefits of Financial Conduct Authority Training?

Providing FCA training is crucial for businesses in the financial services industry for many reasons. Here are a few of the key benefits it offers:

  • Understanding Regulatory Frameworks: Avoid legal and compliance issues and maintain the trust and confidence of clients and stakeholders.
  • Risk Management: Learners gain the knowledge and understanding of Financial Conduct Authority objectives which helps identify and manage risks effectively, reducing the likelihood of fines and reputational damage.
  • Empower your employees: Improve performance, confidence and professionalism by providing the correct training to excel in their roles.

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Features of our FCA compliance training

Why choose Access Learning for FCA training?

Full content coverage

Everything learners within financial services need to know about the FCA is included within this FCA training to ensure compliance and full comprehension of the laws and regulations which apply to the firm.

Fresh and relevant

Our Financial Services and Compliance eLearning content is continually updated to ensure you're always getting the most up-to-date regulatory changes.

Regular knowledge checks

Learners are regularly tested on key topics throughout this FCA training, ensuring efficient and effective completion of the training.

Industry leaders

Creating a culture and a standard within the business around governance and risk ensures the organisation upholds the required regulations.

Ensure your organisation stays on top of FCA compliance training with our planning tips and advice.

What our customers say

Part of our market-leading Financial Services training suite

Ensuring a comprehensive understanding of the FCA, the role it plays and the importance of FCA compliance within financial services is paramount to the success of financial services firms.

Our comprehensive, accredited financial services training covers a broad range of subjects to help businesses achieve and remain compliant, ultimately creating a great place to work for everyone.

This training empowers employees to understand and adhere to relevant laws, regulations, and industry standards. This reduces the risk of legal repercussions and safeguards the reputation and financial stability of your organisation, while ensuring fairness and equality for all within the organisation.

  • Over 40 multi-sector compliance training courses included spanning legal, financial services, care and more
  • CPD accredited and produced and written by industry-specific subject matter experts
  • Engaging content, including real-life scenarios and bitesize modules
  • End of course assessments to ensure knowledge retention and provide effective reporting to governing bodies
  • Robust reporting and powerful tracking to ensure compliance and peace of mind.

A holistic approach to financial services training, that includes not just FCA training but a wide array of financial services training courses, is crucial for businesses in maintaining its reputation and building strong and successful teams.

See what training is included in our broader financial services training suite.

FAQs

Here's some commonly asked questions:

What is FCA training?

Our FCA training is a comprehensive online course designed to equip individuals and organisations with a thorough understanding of Financial Conduct Authority (FCA) regulations, compliance protocols, and ethical principles. 

FCA training gives learners valuable insights to help them navigate the financial landscape with integrity and compliance.

Who should take this training?

This training is ideal for individuals and businesses operating in the financial services industry, including but not limited to banks, insurance companies, investment firms, and financial advisors.

Is the training accredited?

Yes, our Introduction to the Financial Conduct Authority training is industry accredited and meets the necessary standards and requirements set by regulatory bodies.

What are the minimum training requirements for FCA?

Firms are required to ensure that relevant employees complete a minimum of 15 hours of professional training or development in each 12-month period.

According to the FCA, the business must consider (a) the role and activity carried out by the relevant employee within the firm; and (b) the type of distribution and the nature of the products sold.

The FCA also state that financial services businesses must also ensure that all relevant employees continually possesses the appropriate knowledge and ability for their role and that they ensure continual training to achieve this in order to remain compliant.