Contact Sales
Health, Support & Social Care

The Regulation and Quality Improvement Authority (RQIA)

What is the RQIA and what does the RQIA stand for?

RQIA stands for Regulation and Quality Improvement Authority, an independent body that regulates, registers, and inspects the availability and quality of Northern Ireland’s health and social care (HSC) services.

The purpose of the RQIA is to assure the quality of care, challenge poor practice, and safeguard the rights of service users. The RQIA aims to uphold public confidence in health and social care through independent, proportionate and responsible regulation.

The RQIA has three key responsibilities:

  • To register and inspect independent and statutory health and social care services.
  • To assure the quality of services provided by health and social care.
  • To assess services provided to people with mental ill health and learning disabilities.

The RQIA measures its effectiveness through four stakeholder outcomes:

  • Is care safe?
  • Is care effective?
  • Is care compassionate?
  • Is the service well-led?

This article will provide a comprehensive overview of the RQIA’s role in regulating health and social care in Northern Ireland, particularly in relation to home care, care homes and nursing homes. The final section will examine how software solutions can help with regulatory compliance.

Social Care Residential Care Homecare
10 mins
Clement Lim Writer on Health and Social Care

by Clement Lim

Writer on Health and Social Care

Posted 01/08/2024

home care software ROI

RQIA legislation

The RQIA was established through legislation, namely the Health and Personal Social Services (Quality, Improvement and Regulation) (Northern Ireland) Order 2003. Under the Order, the RQIA is responsible for overseeing the provision of services in health and social care on behalf of the Department of Health (DoH).

 

RQIA regulations

There are several regulations that govern the RQIA’s work in health and social care organisations including residential care homes, residential family centres, domiciliary care agencies, nursing homes, nursing agencies, independent hospitals, independent clinics, children’s homes and day care settings.

These regulations include:

 

RQIA standards

The RQIA standards act as guidelines for the RQIA’s work. RQIA standards are underpinned by a core set of values:

  • Dignity and respect: Acknowledge the uniqueness and value of each service user.
  • Independence: Service users exercise control over their lives whilst being protected from risk.
  • Rights: Service users rights are safeguarded and promoted.
  • Equality and diversity: Service users are treated equally and valued for their background and culture.
  • Choice: Service users can choose from a range of options.
  • Consent: Service users have a legal right to determining the care and support they receive.
  • Confidentiality: Information about service users is managed appropriately.
  • Safety: Service users are free from exploitation, neglect and abuse.

The RQIA domiciliary care standards and residential care standards are fundamental to the provision of health and social care in Northern Ireland.

 

RQIA minimum standards - domiciliary care

RQIA minimum standards for domiciliary care are for providers of services that support a person in their own home. The standards specify the minimum arrangements and procedures that need to be implemented for a quality service.

The RQIA standards apply to the following service providers:

  • Domiciliary care agencies
  • Supported accommodation services that provide personal care
  • Intentional communities which offer personal care

The standards do not apply to employment agencies whose only function is to pair care workers with service users.

The RQIA standards for domiciliary care focus on two main areas:

1. Quality care

Care should be collaborative, multi-disciplinary and service user-centred:

  • Agencies should have a proactive engagement and listening partnership with each service user.
  • Agencies should have open and transparent arrangements for all their services and provide all relevant information in suitable formats.
  • Agencies are responsible for assessing the abilities of their care workers to provide suitable care for their service users.
  • Agencies should have joint working arrangements with community care teams.
  • Agencies’ practices and interventions should promote the health and well-being of service users.
  • Agencies should issue guidance to assist their managers and staff to keep up to date with current best practice.

2. Management of the domiciliary care agency

  • Agencies should deliver services effectively and efficiently.
  • Agencies should maintain close working relationships with all involved.
  • Management systems and processes need to be capable of dealing with diverse and complex issues.
  • Managers should provide leadership, support and development for their team.
  • Staff development should be encouraged and learning shared.

 

RQIA minimum standards - residential care

RQIA minimum standards for residential care are for all sizes of care homes.

The RQIA standards for residential care focus on two main areas:

1. Quality care

Care should be open and responsive, allowing residents to be involved in planning, delivery and review of their care:

  • Homes should have a proactive engagement and listening partnership with each resident.
  • Homes should maintain links with the local community, to help residents build a positive sense of worth.
  • Homes should have open and transparent arrangements for all their services and provide all relevant information in suitable formats.
  • Homes should give residents the right to full involvement in the care planning process.
  • Home practices and interventions should promote the health and wellbeing of residents.
  • Homes should issue guidance to assist their managers and staff, in order to keep up to date with current best practice.

2. Management of the home

  • Homes should have a participatory culture and retain evidence that residents’ views and comments have been taken, sought and considered.
  • Management systems and processes need to be capable of dealing with diverse and complex issues.
  • Managers should provide leadership, support, and development for their team.
  • Staff development should be encouraged and learning shared.
  • The manager or nominated registered person is responsible for ensuring that the standards are met.
Care worker with elderly person following RQIA regulations

RQIA care homes

The RQIA’s guidance for adult residential care homes advises providers on how to pass RQIA’s inspections. The RQIA is required to inspect every adult residential care home at least twice a year.

RQIA’s inspectors inspect and report on the following four domains:

  • Is care safe?
  • Is care effective?
  • Is care compassionate?
  • Is the service well led?

Is care safe?

The RQIA will require evidence in the following areas:

  • Staffing
  • Recruitment and selection
  • Safeguarding
  • Deprivation of liberty safeguards (DoLS)
  • Infection prevention and control (IPC)
  • Management of risks
  • Falls
  • Environment

Is care effective?

The RQIA will require evidence in the following areas:

  • Nutrition
  • Wound care and pressure area care
  • Care records
  • Evaluation of care delivery
  • Communication
  • Culture/ethos
  • Service user views

Is care compassionate? 

The RQIA will require evidence in the following areas: 

  • Culture/ethos
  • Communication
  • Service user views

Is the service well led?

The RQIA will require evidence in the following areas:

  • Policies and procedures
  • Management of risk
  • Complaints
  • Equality and diversity
  • Compliments
  • Incidents/notifiable events
  • Quality improvement and monitoring
  • Organisational structure
  • Regulatory matters
  • Working relationships

 

RQIA nursing homes

The RQIA’s guidance for nursing homes advises providers how to pass RQIA’s inspections. The RQIA is required to inspect every nursing home at least twice a year.

RQIA’s inspectors assess and report on the same four domains as with care homes: is care safe, effective, compassionate, and via a well-led service?

Is care safe?

The RQIA will require evidence in the following areas:

  • Staffing
  • Recruitment and selection
  • Adult safeguarding
  • Deprivation of liberty (DoLs) safeguards
  • Infection prevention and control (IPC)
  • Management of risks
  • Falls
  • Environment

Is care effective?

The RQIA will require evidence in the following areas:

  • Nutrition
  • Wound care and pressure area care
  • Record keeping
  • Evaluation of care delivery
  • Communication
  • Culture and ethos
  • Service users’ views

Is care compassionate?

The RQIA will require evidence in the following areas:

  • Culture and ethos
  • Communication
  • Service Users’ views

Is the service well led?

The RQIA will require evidence in the following areas:

  • Policies and procedures
  • Management of risk
  • Complaints
  • Equality and diversity
  • Compliments
  • Incidents/notifiable events
  • Quality improvement and monitoring
  • Organisational structure
  • Regulatory matters
  • Working relationships
Care worker serving elderly man breakfast following RQIA standards

RQIA registration

RQIA registration is required for all health and social care services in Northern Ireland including domiciliary care agencies, residential care homes, nursing homes, adult placement agencies, children’s homes, and independent clinics.

Documentation

When applying to register a new service, the documentation required by the RQIA includes:

  • Registration fee
  • Application for registration of agency
  • Application for registration of responsible person
  • Financial documents
  • Proposed Statement of Purpose
  • Proposed Service User Guide
  • Details of proposed staffing
  • Application for registration as manager

Annual fees

Once a service is registered, they will not be required to re-register.

However, certain services will be required to pay an annual fee. Such services include residential care homes, children’s homes and independent clinics.

Domiciliary care agencies and adult placement agencies are not required to pay an annual fee.

Data protection

The RQIA adheres to the Data Protection Act 1998 and will not disclose any personal information to any third parties without the express consent of the person, except where required by law.

Complaints

The RQIA operates a complaints procedure for any applicant that considers that the RQIA has not followed its registration procedures.

 

RQIA inspections

The RQIA inspects a range of health and social care services including residential care, nursing homes, and children’s homes. The aim is to verify that the service users are comfortable and treated with dignity, and that the public can use these services with confidence.

The RQIA’s inspections are based on their published minimum standards, to ensure that both the public and the service providers know the expected quality of services. RQIA’s inspection approach is guided by the Better Regulation Commission’s principles of good regulation, and by The Hampton Principles of Proportionality, Accountability, Consistency, Transparency and Targeting.

During an inspection, the RQIA will:

  • Seek the views of service users or their representatives
  • Talk to managers and other staff on the day of the inspection
  • Examine policies, care records, incidents and complaints
  • Give feedback on the day of the inspection on the outcome of the inspection
  • Provide a report of their inspection findings and recommend improvements

RQIA inspection reports are publicly available on the RQIA’s website.

 

Solutions for RQIA compliance

Compliance with RQIA regulations is mandatory for health and social care services in Northern Ireland. The RQIA is empowered to take enforcement action where it has identified a serious or repeated breach of its regulations.

RQIA regulations are extensive, detailed, and complex. Staying compliant can be time-consuming and challenging for any health and social care provider. Embracing the right technological tools is the simplest and most cost-effective solution. 

At Access we have been offering software solutions to the care industry for over 30 years. We currently work with over 11,000 registered care locations in the UK.

Our care compliance software is fully aligned with the RQIA inspection framework. With our software you can:

  • Manage and track all your care audits and follow up action plans in one system.
  • Refer to our comprehensive digital library containing high quality audits for different settings.
  • Create your own bespoke audits.
  • Easily monitor your audits to solve problems and improve quality.
  • Audit on the move with our care compliance app.

To find out more about the care compliance software we offer at Access, contact us here to discuss your needs or book a demo. 

Clement Lim Writer on Health and Social Care

By Clement Lim

Writer on Health and Social Care

Clement is a Writer on Health and Social Care for the Access Group's HSC team. With a background in journalism and law, Clement's expertise is in creating well-researched, informative and engaging content.

Clement's wide-ranging experience as a writer for the tech sector allows him to present complex material in an accessible, easily digestible format.